Looking for an easy to implement and cost-effective solution for your company to comply with Regulation 408(b)(2) – look no further. FDI’s 408(b)(2) disclosure solution is a simple, efficient and customizable solution to help satisfy your compliance needs.
FDI’s 408(b)(2) disclosure is a simple 5-page document. It can easily be branded to your firms’ guidelines and is organized in accordance with the DOL regulation to eliminate the need for a guide or roadmap.
There are 5 component pieces to FDI’s 408(b)(2) disclosure: an overview, fiduciary status and services delivered, direct compensation, indirect compensation and compensation paid among related parties. Each of these sections has been designed to accommodate all types of business models, service offerings and fee schedules.
Combining FDI’s benchmarking and 408(b)(2) solutions will bring maximum efficiency to you and your team. The fully customizable and reusable service templates are shared between benchmarking and 408(b)(2) ensuring that not only are your service offerings represented properly but also that data entry is kept to a minimum.
Want to learn more? Schedule a demo to see how FDI’s 408(b)(2) solution can make compliance easier and more cost effective.